Chartered Financial Analyst (CFA)
1 Ethical and Professional Standards
1-1 Code of Ethics
1-2 Standards of Professional Conduct
1-3 Guidance for Standards I-VII
1-4 Introduction to the Global Investment Performance Standards (GIPS)
1-5 Application of the Code and Standards
2 Quantitative Methods
2-1 Time Value of Money
2-2 Discounted Cash Flow Applications
2-3 Statistical Concepts and Market Returns
2-4 Probability Concepts
2-5 Common Probability Distributions
2-6 Sampling and Estimation
2-7 Hypothesis Testing
2-8 Technical Analysis
3 Economics
3-1 Topics in Demand and Supply Analysis
3-2 The Firm and Market Structures
3-3 Aggregate Output, Prices, and Economic Growth
3-4 Understanding Business Cycles
3-5 Monetary and Fiscal Policy
3-6 International Trade and Capital Flows
3-7 Currency Exchange Rates
4 Financial Statement Analysis
4-1 Financial Reporting Mechanism
4-2 Income Statements, Balance Sheets, and Cash Flow Statements
4-3 Financial Reporting Standards
4-4 Analysis of Financial Statements
4-5 Inventories
4-6 Long-Lived Assets
4-7 Income Taxes
4-8 Non-Current (Long-term) Liabilities
4-9 Financial Reporting Quality
4-10 Financial Analysis Techniques
4-11 Evaluating Financial Reporting Quality
5 Corporate Finance
5-1 Capital Budgeting
5-2 Cost of Capital
5-3 Measures of Leverage
5-4 Dividends and Share Repurchases
5-5 Corporate Governance and ESG Considerations
6 Equity Investments
6-1 Market Organization and Structure
6-2 Security Market Indices
6-3 Overview of Equity Securities
6-4 Industry and Company Analysis
6-5 Equity Valuation: Concepts and Basic Tools
6-6 Equity Valuation: Applications and Processes
7 Fixed Income
7-1 Fixed-Income Securities: Defining Elements
7-2 Fixed-Income Markets: Issuance, Trading, and Funding
7-3 Introduction to the Valuation of Fixed-Income Securities
7-4 Understanding Yield Spreads
7-5 Fundamentals of Credit Analysis
8 Derivatives
8-1 Derivative Markets and Instruments
8-2 Pricing and Valuation of Forward Commitments
8-3 Valuation of Contingent Claims
9 Alternative Investments
9-1 Alternative Investments Overview
9-2 Risk Management Applications of Alternative Investments
9-3 Private Equity Investments
9-4 Real Estate Investments
9-5 Commodities
9-6 Infrastructure Investments
9-7 Hedge Funds
10 Portfolio Management and Wealth Planning
10-1 Portfolio Management: An Overview
10-2 Investment Policy Statement (IPS)
10-3 Asset Allocation
10-4 Basics of Portfolio Planning and Construction
10-5 Risk Management in the Portfolio Context
10-6 Monitoring and Rebalancing
10-7 Global Investment Performance Standards (GIPS)
10-8 Introduction to the Wealth Management Process
2.5 Common Probability Distributions

2.5 Common Probability Distributions - 2.5 Common Probability Distributions

Key Concepts

Probability distributions are mathematical functions that describe the likelihood of different possible outcomes in an experiment or survey. Understanding these distributions is crucial for making informed decisions in finance, particularly when dealing with uncertain events. The most common probability distributions include:

Normal Distribution

The Normal Distribution, also known as the Gaussian distribution, is a continuous probability distribution that is symmetric and bell-shaped. It is widely used in finance to model variables such as stock returns, interest rates, and economic indicators. The distribution is characterized by its mean (μ) and standard deviation (σ).

Example: The daily returns of a stock over a year might follow a Normal Distribution. If the mean daily return is 0.1% and the standard deviation is 1.5%, we can use this distribution to estimate the probability of the stock having a daily return between -1% and 1%.

Binomial Distribution

The Binomial Distribution is a discrete probability distribution that models the number of successes in a fixed number of independent trials, each with the same probability of success. It is commonly used in finance to model events such as the number of times a stock will increase in value over a certain period.

Example: Suppose a stock has a 60% chance of increasing in value each day. If you want to know the probability that the stock will increase in value exactly 3 times out of 5 days, you can use the Binomial Distribution. The formula for the probability of k successes in n trials is:

P(X = k) = C(n, k) * pk * (1 - p)n-k

Where C(n, k) is the binomial coefficient.

Poisson Distribution

The Poisson Distribution is a discrete probability distribution that expresses the probability of a given number of events occurring in a fixed interval of time or space if these events occur with a known constant mean rate and independently of the time since the last event. It is often used in finance to model the frequency of certain events, such as the number of defaults in a portfolio.

Example: If a portfolio manager expects an average of 2 defaults per year, the Poisson Distribution can be used to estimate the probability of exactly 3 defaults occurring in a year. The formula for the probability of k events is:

P(X = k) = (λk * e) / k!

Where λ is the average number of events and e is the base of the natural logarithm.

Uniform Distribution

The Uniform Distribution is a continuous probability distribution where all outcomes are equally likely. It is often used in finance to model situations where the outcome is equally likely to be any value within a given range, such as the price of a commodity over a specific period.

Example: If the price of a commodity is equally likely to be anywhere between $50 and $100, the Uniform Distribution can be used to estimate the probability that the price will be between $70 and $80. The probability density function is constant over the interval [a, b], where a is the minimum value and b is the maximum value.

Exponential Distribution

The Exponential Distribution is a continuous probability distribution that describes the time between events in a Poisson process, i.e., a process in which events occur continuously and independently at a constant average rate. It is often used in finance to model the time between transactions or the time until a default occurs.

Example: If the average time between transactions in a portfolio is 3 days, the Exponential Distribution can be used to estimate the probability that the next transaction will occur within 2 days. The probability density function is given by:

f(x) = λ * e-λx

Where λ is the rate parameter.